Senior Compliance Analyst

The Pepperstone story started in 2010. We know what it’s like to trade the world’s markets. Our team describes us as a place for the curious and the driven, and we like to do things a little differently; as a transformative global fintech, we’re digital, nimble, connected, and united in our vision to create a better way to trade.

We thrive on progress – for our clients and for ourselves. Our organisational culture is ever-evolving, vibrant, diverse, global, and results-focused. You’ll find our 550+ team currently across 11 locations and 9 time zones.

The Role

This role will primarily be involved with supporting the CySEC entity and with the delivery of the compliance monitoring plan and activities related to the broader regulatory compliance framework. The role will also assist with AML/CTF and involvement in relevant projects.

As our Senior Compliance Analyst, your key responsibilities include, but not limited to:

• Review and maintain the CMP compliance monitoring plan.
• Investigate alerts generated by the monitoring system and escalate cases as appropriate.
• Maintain the company AML/CTF policies, procedures, and controls in line with CySEC and EU regulations.
• Perform ongoing AML/CTF checks and monitoring to ensure compliance with legal and regulatory obligation.
• Oversee the CDD and Enhanced Due Diligence (EDD) processes for clients and counterparties.
• Act as a second-line escalation point for Know Your Customer (KYC) process during onboarding.
• Conduct periodic reviews and regular assessments to ensure compliance with regulatory requirements, internal policies, and industry best practices. These reviews aim to identify and mitigate risks, enhance operational effectiveness, and ensure that the firm adheres to the standards set by CySEC.
• Oversee Personal Account (PA) Dealing policies to ensure compliance with regulatory requirements, including pre-approval of trades, ongoing monitoring, and enforcement of restrictions when required.
• Assist in the development and implementation of company policies and procedures to comply with legal and regulatory standards.
• Manage and maintain records in accordance with the regulatory and company standards.
• Propose and implement improvements to the compliance and/or other related processes to minimize risks.
• Perform any other duties as may be assigned by the direct manager and/or senior management.

About you

• 2-5 years of experience in a compliance role within a CySEC-regulated firm, in financial services or trading.
• Must have CySEC AML and Advanced certificates.
• Extensive knowledge of industry regulations and compliance standards.
• Prior experience with submitting reports to CySEC TRS and Portal is a strong advantage.
• Strong understanding of regulatory frameworks and compliance best practices.
• Excellent English and Greek written and verbal communication skills.
• Strong organizational and problem-solving skills.
• Attention to detail and ability to identify discrepancies and anomalies in financial data.

Why you will enjoy working with us

• Competitive salary structure including company bonus scheme
• Genuinely collaborative and friendly culture
• Flexible and hybrid working
• Remote working option - work from anywhere for up to 6 weeks per year
• Ongoing personal development & learning opportunities
• 3 paid volunteering days per year & Workplace Giving Program
• Periodic recognition and reward programs for outstanding performance and achievements
• Frequent events and celebrations
• Comprehensive medical insurance with coverage for your healthcare needs
• Pension fund
• Employee Assistance Program & Wellbeing Initiatives
• Convenient and cozy office located near the Limassol Municipal Garden

More about Pepperstone

We’re a regulated online Forex and CFD trading platform. With the scale of a global fintech and the agility of a start-up, we arm our clients with everything they need to take on the global markets with confidence. You will be part of a wider passionate and friendly team, and whilst things may not always go to plan, we learn quickly and move forward with impact. To learn even more visit Pepperstonecareers.com and www.linkedin.com/company/pepperstone/

We understand it’s important to do due diligence on a prospective employer, and see what our team is saying on Glassdoor. We respect our team members’ experiences and will never pay to remove a negative review.

Pepperstone is an equal-opportunity employer. We are passionate about building a diverse workplace and strongly encourage applications from any background.

“We are a 2025 Circle Back Initiative Employer – we respond to every applicant”.

We will be reviewing applications as they come through, so if this is an opportunity that excites you, don't wait. Express your interest by clicking the apply button below as soon as possible.

Note to external agencies: While we appreciate the efforts of external recruitment agencies, we prefer to engage directly with applicants for this opportunity.

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